Finfluencer Risk Continues Behind the Paywall 1 ott 2026 XTROVERSO Investment promotion is moving into paid groups and private chats. Businesses need clear records for creator claims, referral fees and onboarding. AFM COMPLIANCE GOVERNANCE Investment marketing affiliate marketing crypto-assets financial compliance finfluencer risk finfluencers investment promotion Leggi di più
DORA: Who Decides When a Trading System Fails? 29 set 2026 XTROVERSO DORA supervision now tests operating proof. Trading venues need clear ownership, current supplier records and a tested incident route. AFM COMPLIANCE DORA GOVERNANCE ICT risk Trading systems digital resilience incident reporting supplier risk trading venues Leggi di più
Make Every Financial Add-On a Clean Sale 29 set 2026 XTROVERSO Financial add-ons can create refunds, complaints and record searches after checkout. Review the customer choice, sales file and true margin. AFM AI governance COMPLIANCE Consumer Finance Dutch business GOVERNANCE consumer protection customer journeys embedded insurance financial services Leggi di più
EU Supervision Puts Dutch Control Files Under Pressure 14 set 2026 Paolo Maria Pavan European supervision plans are increasing practical pressure on Dutch regulated firms to maintain current records, oversee suppliers and explain decisions. AFM COMPLIANCE DORA ESMA EU supervision GOVERNANCE compliance evidence data quality financial supervision outsourcing Leggi di più
When a Checkout Control Fails, the Business Pays 20 ago 2026 Paolo Maria Pavan A missed affordability check shows why checkout controls need clear ownership, daily exception reports and authority to pause sales. AFM CCDII COMPLIANCE GOVERNANCE checkout controls consumer credit consumer credit controls responsible lending software controls telecom credit Leggi di più
DORA Register Acceptance Rises, but Contract Risk Remains 8 ago 2026 Paolo Maria Pavan DORA registers are being accepted more often, but supplier records, contracts and incident routes must still work under pressure. AFM COMPLIANCE DORA DORA management responsibility Financial firms GOVERNANCE ICT risk financial supervision incident reporting outsourcing Leggi di più
Audit Firm Responsibility Beyond the Signature 22 lug 2026 Paolo Maria Pavan Dutch audit responsibility is widening beyond one signature. Contracts, file records, internal reviews and escalation routes can shape the outcome of a dispute. AFM COMPLIANCE GOVERNANCE Partner liability Professional responsibility accountant liability audit quality evidence records maatschap professional firms Leggi di più
